July 14, 2009
By Laura MacDonald, Member of the New York Bar and Consultant to the Center
for International Human Rights, Northwestern University School of Law
Preliminary Issues: Joint Criminal Enterprise, Self-Incrimination, and
Seating Assignments
Yesterday, the Trial Chamber adjourned the proceedings early after
discovering that testifying witness Mam Nai, a former interrogator at Tuol
Sleng prison (S-21), was not represented by legal counsel and desired
counsel but could not afford it. This disturbing discovery came about when
international defense counsel Francois Roux raised his concern that the
witness was at great risk of self-incrimination given the prosecution’s
recent submission to the Chamber that Joint Criminal Enterprise (JCE) be
applied as a mode of liability in the trial of Kaing Guek Eav (alias Duch).
JCE is a controversial form of criminal liability that extends equal legal
responsibility to all actors in a common criminal plan. The prosecution
previously represented it would not prosecute Mam at the ECCC, but this does
not guarantee against prosecution in national courts, which co-prosecutor
William Smith called an “extremely remote possibility.” The Chamber
announced recently it will rule on the application of JCE at the same time
it rules on the merits of Duch’s case; thus, it is still an open issue.
Given that JCE is a possibility and Mam was Duch’s subordinate, Roux argued
that the Chamber should ensure Mam has an adequate understanding of his
right to remain silent and right against self-incrimination. Realizing Mam
was unrepresented, the Chamber contacted unspecified ECCC units to get a
lawyer for Mam and requested he return today.
Yesterday, it appeared as though Roux truly had Mam’s interest at heart. In
comments this morning, it was clear that his true allegiance was to his
client and Roux was using Mam to illustrate for the judges why JCE should
not be applied to Duch. Smith had argued that JCE did not change the
landscape for Mam with regard to self-incrimination as the prosecution could
have used aiding and abetting liability, for example, to reach him
previously had it so intended. Roux used these words against Smith stating
that this proved JCE was “not necessary” and asked him to withdraw the JCE
application.
Smith accused Roux of violating the Internal Rules and unnecessarily
alarming the public and the witness yesterday by raising the
self-incrimination issue publicly at the last minute. Under Rule 28.8, if a
party is aware that witness testimony may raise a self-incrimination issue,
that party is required to request an in camera hearing and advise the judges
in advance of the testimony.
The judges did not address the war of words over JCE. However, at the outset
of Mam’s testimony, the President did ask the witness a series of questions
to ensure Mam was represented and informed. The President confirmed with Nam
that he had a lawyer present in the courtroom, he had consulted with that
lawyer, and he was now able to answer questions. The President also
announced the new lawyer, explaining the Witness and Expert Support Unit and
“other ECCC units” made the decision to seek this lawyer’s assistance. As
reported yesterday, victims, experts, civil parties, and accused persons
seem to be well-supported by the court’s various units, while Mam, a witness
implicated in the trial, appears to have fallen through the cracks.
On a separate issue, Roux raised his concern this morning that Mam’s
newly-appointed counsel was seated on the defense side of the courtroom.
Roux argued this was akin to announcing Mam was an accused person and
suggested the lawyer be seated next to Mam instead. In an unusual step, one
of the civil party lawyers stood to announce her agreement with the defense.
For the prosecution, Smith argued that Roux had unnecessarily created a
negative impression of the seating assignment with his remarks.
The President briefly addressed the issue of the new lawyer’s seating
assignment. The President explained that the lawyer’s proximity to the
defense was merely coincidental as that seat allowed the lawyer space to
work and a close view of his client.
From Professor to Interrogator
After hearing Duch state time and again that his subordinates carried out
the dirty work at S-21 while he worked with pen and paper in his removed
office, I was anticipating that Mam would provide groundbreaking testimony
detailing the operations at S-21 and demonstrating that Duch had direct
knowledge of atrocities and in fact ordered that such activities take place.
I was completely wrong. Rather, under several hours of examination from four
of five Chamber judges, 76 year old Mam painted an even rosier picture of
S-21 than Duch, maintaining that he was not aware of any torture at S-21 and
prisoners appeared in good health.
Mam is a well-educated man. He speaks Khmer fluently and has a decent handle
on English, French, and Vietnamese. He graduated at the top of his class
from college before becoming a professor. After being arrested and
imprisoned, Mam and Duch shared a cell for almost two years before being
released by the Lon Nol regime. After a rally in 1973 during which Lon Nol
soldiers opened fire, Mam fled into the jungle where he studied
revolutionary ideas with Duch and others. Duch later recruited Mam to work
with him at the M-13 security office, which Duch chaired. At first, Mam was
not given important tasks at M-13, but after a while he learned how to
interrogate “people who hated the revolution” by observing Duch in action.
Perhaps a month after the Khmer Rouge “liberated” Phnom Penh in April 1975,
Mam left M-13 with Duch to join the newly-established S-21 prison. At S-21,
Mam was assigned to interrogate prisoners deemed “not important,” mostly
combatants and low-ranking cadre. He was also assigned to interrogate
Vietnamese soldiers and a few Vietnamese civilians arrested on the
battlefield given his limited Vietnamese language skills. Detainees were
brought handcuffed and blindfolded to an interrogation house just outside
the S-21 compound where Mam worked alone. Guards waited outside the house
during interrogation but did not dare interfere.
Throughout the day, Mam was pressed on the interrogation methods he used and
the instructions he received regarding interrogation. He said he received no
instructions in general; however, on one occasion Duch told him to get
information on the battlefields from Vietnamese soldiers within a month’s
time. Interrogators were not allowed to discuss their techniques. As for Mam’s
technique, he simply “played politics” with the detainees asking them
questions repeatedly until they confessed. Sometimes, he would send
detainees to “reflect” for a few days in their cell before calling them
back. Mam claimed that eliciting detailed biographies and confessions from
detainees was “not difficult at all” and no physical coercion was necessary.
When asked what happened if he received no response, Mam said he would
report that to Duch. Mam could not recall what Duch would order, if
anything, in such instances. Mam wrote out the confessions by hand.
While Duch and other witnesses have stated that biographies and photographs
were taken upon arrival at S-21, Mam said detainees came to interrogation
without any documents, so he started from scratch. When asked if he knew of
S-21’s policy that everyone detained was guilty and everyone was killed, he
said he did not know about this. Later, however, he stated that all
Cambodian detainees at S-21 had committed some offense whether “minor or
serious” against the revolution. With regard to Vietnamese prisoners, he
considered all of them guilty of invading Cambodia. Mam believed the
confessions he elicited were partially true, but that the “quality of the
truth was very minimal.”
“I cannot recall anything related to this matter.”
Variations on the above sentence seemed to be Mam’s mantra throughout the
day. In response to perhaps forty-percent of the judges’ questions, Mam
responded that he did not know, that such information was beyond his
knowledge, or that he could not recall. Repeatedly, Mam emphasized that he
was “just a plain and simple interrogating cadre” and was not allowed to
“wander freely” at S-21. He said he focused solely on his tasks and
pretended he was “blind and deaf.” He said that if he had asked questions or
“poked around,” he would not be alive today. Mam could not describe how S-21
was organized, how many people worked there, where his prisoners were from,
what techniques other interrogators used, how prisoners were detained, or
what happened after they confessed. He could not recall ever hearing screams
or interrogating women.
Despite the fact that his testimony differed drastically from any facts that
have been presented, his justifications and limited understanding seemed
somewhat plausible for a while. However, I lost total confidence in his
testimony when he stated that from his observations prisoners were “neither
skinny nor pale” and appeared to be in “normal physical condition.” By all
accounts, S-21 prisoners were some combination of starving, dehydrated,
wounded, sick, and weak.
When Judge Cartwright started questioning Mam, it was clear she had little
confidence in his testimony. She spent a solid ten minutes establishing his
education and high marks before asking him if it was fair to say he was
“well-educated,” “clever,” and probably one of the most intelligent men at
S-21. She went on to examine several inconsistencies between Mam’s
statements to the co-investigating judges and his current testimony. Judge
Cartwright’s line of questioning seemed to suggest great skepticism that
this very intelligent man could lack such basic knowledge of his immediate
surroundings. After receiving a few unsatisfactory responses to his
questions, Judge Lavergne asked Mam, “Do you have problems with your
memory?” Mam explained that he recently became unconscious after taking a
fall in his home and has had trouble with his memory ever since. In light of
Mam’s light testimony, Judge Lavergne summarized Duch’s dark accounts of
conditions and operations at M-13 and asked Mam somewhat sarcastically if he
stayed at the same place as Duch. Mam explained that conditions throughout
Cambodia were miserable at the time, but confirmed that prisoners had less
food and worse clothing than the average person.
After a day of silence, Mam’s lawyer stood to make a practical request that
the judges quickly accepted. He asked that a whole document be displayed,
instead of only one portion thereof, in order to allow Mam to better
understand and answer a set of questions. In subsequent comments, however,
Mam’s lawyer displayed a lack of understanding about the proceedings and how
matters are handled in the courtroom. He said that the Chamber was putting
repetitious and leading questions to the witness, that he was concerned
about what topics the parties might raise, and asked that the Chamber
adjourn to review what types of questions are appropriate. He stated that in
this adversarial system, a particular format should be followed.
The President appeared to try his best not to be condescending while he
explained that the Chamber was following Cambodian procedures which are
based on the French civil law system. He explained that the Chamber is
allowed to put exhaustive questions to the witness before each party is
given an opportunity to question based on the time allocation and topic list
already identified by the Chamber.
Perhaps in response to the Chamber’s apparent frustration with Mam’s
responses, Roux then took the opportunity to raise the witness’s Rule 28
rights again. Roux said it is good for the witness to be reminded of his
right to remain silent in order not to incriminate himself. The President
responded that the Chamber is well-advised and handling the proceedings
appropriately. Civil party group 1 lawyer Alain Werner then stated that if
the witness is to be reminded of his rights, perhaps he should also be
reminded of his obligations under Rule 36. Under 36.1, the Chamber may
remind the witness of his duty to tell the truth and explain the
consequences of failure to do so. Under 36.2, if the Chamber has grounds to
believe false testimony was knowingly and willfully provided, it can, among
other options, refer the matter to Cambodian and UN authorities or
investigate the matter further.
Tomorrow, Mam will take the stand again to be examined by the prosecution,
civil party lawyers, and defense.
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About Me
- Duong Dara
- Dara Duong was born in 1971 in Battambang province, Cambodia. His life changed forever at age four, when the Khmer Rouge took over the country in 1975. During the regime that controlled Cambodia from 1975-1979, Dara’s father, grandparents, uncle and aunt were executed, along with almost 3 million other Cambodians. Dara’s mother managed to keep him and his brothers and sisters together and survive the years of the Khmer Rouge regime. However, when the Vietnamese liberated Cambodia, she did not want to live under Communist rule. She fled with her family to a refugee camp on the Cambodian-Thai border, where they lived for more than ten years. Since arriving in the United States, Dara’s goal has been to educate people about the rich Cambodian culture that the Khmer Rouge tried to destroy and about the genocide, so that the world will not stand by and allow such atrocities to occur again. Toward that end, he has created the Cambodian Cultural Museum and Killing Fields Memorial, which began in his garage and is now in White Center, Washington. Dara’s story is one of survival against enormous odds, one of perseverance, one of courage and hope.
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